第三章 技术出口管理

Chapter III Administration of Technology Export

第三十条 国家鼓励成熟的产业化技术出口。

Article 30. The State encourages exporting well-developed industrialized technology.

第三十一条 有对外贸易法第十六条、第十七条规定情形之一的技术，禁止或者限制出口。

Article 31. Any technology that falls under any of the provisions of Articles 16 or 17 of the Foreign Trade Law is prohibited or restricted from export.

国务院外经贸主管部门会同国务院有关部门，制定、调整并公布禁止或者限制出口的技术目录。

The competent foreign trade department under the State Council shall, in conjunction with other relevant departments under the State Council, formulate, regulate and publish catalogues of technologies which are prohibited or restricted from export.

第三十二条 属于禁止出口的技术，不得出口。

Article 32. Technology prohibited from export shall not be exported.

第三十三条 属于限制出口的技术，实行许可证管理；未经许可，不得出口。

Article 33. Technology restricted from export shall be subject to license administration; and shall not be exported without a license.

第三十四条 出口属于限制出口的技术，应当向国务院外经贸主管部门提出申请。

Article 34. To export any technology restricted from export, an application shall be filed with the competent foreign trade department under the State Council.

第三十五条 国务院外经贸主管部门收到技术出口申请后，应当会同国务院科技管理部门对申请出口的技术进行审查，并自收到申请之日起３０个工作日内作出批准或者不批准的决定。

Article 35. The competent foreign trade department under the State Council shall, after receipt of a technology export application, examine the technology in respect of which application for export is filed in conjunction with the science and technology administrative department under the State Council, and decide on approval or disapproval within thirty working days from the date of receipt of the application.

限制出口的技术需经有关部门进行保密审查的，按照国家有关规定执行。

Where a technology restricted from export requires confidential examination by the relevant department, the relevant regulations of the State shall be complied with.

第三十六条 技术出口申请经批准的，由国务院外经贸主管部门发给技术出口许可意向书。

Article 36. Where an application for technology export is approved, the competent foreign trade department under the State Council shall issue a letter of intent for licensing the technology export.

申请人取得技术出口许可意向书后，方可对外进行实质性谈判，签订技术出口合同。

After obtaining the letter of intent for licensing the technology export, the applicant may begin substantive negotiation, and conclude a contract for the technology export.

第三十七条 申请人签订技术出口合同后，应当向国务院外经贸主管部门提交下列文件，申请技术出口许可证：

Article 37. After concluding a technology export contract, the applicant shall submit to the competent foreign trade department under the State Council the following documents in applying for a license for the exporting technology:

（一）技术出口许可意向书；

(1) a letter of intent for licensing the technology export;

（二）技术出口合同副本；

(2) a copy of the technology export contract;

（三）技术资料出口清单；

(3) a list of technical information relating to the export; and

（四）签约双方法律地位的证明文件。

(4) any regulatory document certifying the legal status of the two parties to the contract.

国务院外经贸主管部门对技术出口合同的真实性进行审查，并自收到前款规定的文件之日起１５个工作日内，对技术出口作出许可或者不许可的决定。

The competent foreign trade department under the State Council examines the authenticity of the technology export contract, and decides, within fifteen working days from the date of receipt of the documents provided for in the preceding provision, on approval or disapproval of the technology export.

第三十八条 技术出口经许可的，由国务院外经贸主管部门颁发技术出口许可证。

Article 38. Where a technology is licensed for export, the competent foreign trade department under the State Council issues the technology export license.

技术出口合同自技术出口许可证颁发之日起生效。

The contract for technology export takes effect on the date of issuance of the technology export license.

第三十九条 对属于自由出口的技术，实行合同登记管理。

Article 39. Freely exportable technology shall be subject to the contract registration administration.

出口属于自由出口的技术，合同自依法成立时生效，不以登记为合同生效的条件。

A contract for exporting a technology takes effect from the time when the contract is established according to law without taking the registration thereof as a condition for the contract to be effective.

第四十条 出口属于自由出口的技术，应当向国务院外经贸主管部门办理登记，并提交下列文件：

Article 40. When a freely exportable technology is to be imported, registration shall be made with the competent foreign trade department under the State Council, and the following documents submitted:

（一）技术出口合同登记申请书；

(1) an application for registration of the technology export contract;

（二）技术出口合同副本；

(2) a copy of the technology export contract; and

（三）签约双方法律地位的证明文件。

(3) any regulatory document certifying the legal status of the contracting parties.

第四十一条 国务院外经贸主管部门应当自收到本条例第四十条规定的文件之日起３个工作日内，对技术出口合同进行登记，颁发技术出口合同登记证。

Article 41. The competent foreign trade department under the State Council shall, within three working days from the date of receipt of the documents provided for in Article 40 of these Regulations, register the technology export contract, and issue the certificate of the registration of technology export.

第四十二条 申请人凭技术出口许可证或者技术出口合同登记证办理外汇、银行、税务、海关等相关手续。

Article 42. Applicants shall use the technology export license or certificate of registration of the technology import contract to go through the foreign exchange, banking, taxation and customs formalities.

第四十三条 依照本条例的规定，经许可或者登记的技术出口合同，合同的主要内容发生变更的，应当重新办理许可或者登记手续。

Article 43. Where a technology import contract licensed or registered according to the provisions of these Regulations is changed in terms of the main contents thereof, the formalities shall be gone through once again for the license or registration thereof.

经许可或者登记的技术出口合同终止的，应当及时向国务院外经贸主管部门备案。

Any licensed or registered technology export contract which has terminated shall be submitted to the competent foreign trade department under the State Council for filing.

第四十四条 国务院外经贸主管部门和有关部门及其工作人员在履行技术出口管理职责中，对国家秘密和所知悉的商业秘密负有保密义务。

Article 44. The competent foreign trade department under the State Council, other relevant departments and the employees thereof shall be under the obligation to keep confidential the trade secret they get to know when performing their functions and duties of technology import and export administration.

第四十五条 出口核技术、核两用品相关技术、监控化学品生产技术、军事技术等出口管制技术的，依照有关行政法规的规定办理。

Article 45. Exporting a nuclear technology, a relevant technology of nuclear products for both military and civil purposes, a technology for supervising or monitoring the manufacture of chemicals, a technology for military purposes, or any other technology under export control shall be conducted pursuant to the relevant administrative laws and regulations.

第四章 法律责任

Chapter IV Legal Liabilities

第四十六条 进口或者出口属于禁止进出口的技术的，或者未经许可擅自进口或者出口属于限制进出口的技术的，依照刑法关于走私罪、非法经营罪、泄露国家秘密罪或者其他罪的规定，依法追究刑事责任；

Article 46. Where a technology prohibited or restricted from import and export is imported or exported without approval shall be prosecuted for criminal liability according to the provisions for the crimes of smuggling, illegal business operation, or divulging national secrets or other crimes under the Criminal Law.

尚不够刑事处罚的，区别不同情况，依照海关法的有关规定处罚，或者由国务院外经贸主管部门给予警告，没收违法所得，处违法所得１倍以上５倍以下的罚款；

Where such import or export is not so serious as to be prosecuted for criminal liability, penalty shall be imposed according to the circumstances pursuant to the relevant provisions of the Customs Law, or the competent foreign trade department under the State Council issues a warning against it, confiscates illegal income and/or imposes a fine one to five times the illegal income.

国务院外经贸主管部门并可以撤销其对外贸易经营许可。

The competent foreign trade department under the State Council may revoke the foreign trade business license.

第四十七条 擅自超出许可的范围进口或者出口属于限制进出口的技术的，依照刑法关于非法经营罪或者其他罪的规定，依法追究刑事责任；

Article 47. Any act of importing or exporting technology restricted from import or export by exceeding the scope of business licensed shall be prosecuted for criminal liability according to the provisions for the crime of illegal business operation, or other crimes under the Criminal Law.

尚不够刑事处罚的，区别不同情况，依照海关法的有关规定处罚，或者由国务院外经贸主管部门给予警告，没收违法所得，处违法所得１倍以上３倍以下的罚款；

Where the act of import or export is not so serious as to be prosecuted for criminal liability, penalty shall be imposed according to the circumstances pursuant to the relevant provisions of the Customs Law, or the competent foreign trade department under the State Council issues a warning against it, confiscates illegal income and/or imposes a fine one to three times the illegal income.

国务院外经贸主管部门并可以暂停直至撤销其对外贸易经营许可。

The competent foreign trade department under the State Council may suspend, and even revoke, the foreign trade business license.

第四十八条 伪造、变造或者买卖技术进出口许可证或者技术进出口合同登记证的，依照刑法关于非法经营罪或者伪造、变造、买卖国家机关公文、证件、印章罪的规定，依法追究刑事责任；

Article 48. Any act of forging, mutilating, selling or buying technology import and export licenses or certificates of registration of contract for technology import and export shall be prosecuted for criminal liability according to the provisions for the crime of illegal business operation, or for the crimes of forging, mutilating, selling or buying official documents, certificates, and seals of State authority under the Criminal Law.

尚不够刑事处罚的，依照海关法的有关规定处罚；国务院外经贸主管部门并可以撤销其对外贸易经营许可。

 Where the act of import or export is not so serious as to be prosecuted for criminal liability, penalty shall be imposed according to the circumstances pursuant to the relevant provisions of the Customs Law. The competent foreign trade department under the State Council may revoke the foreign trade business license.

第四十九条 以欺骗或者其他不正当手段获取技术进出口许可的，由国务院外经贸主管部门吊销其技术进出口许可证，暂停直至撤销其对外贸易经营许可。

Article 49. Where a technology import and export license is acquired by fraudulent or any other illegal means, the competent foreign trade department under the State Council shall cancel the technology import and export license, and suspend and even revoke the business license for foreign trade.

第五十条 以欺骗或者其他不正当手段获取技术进出口合同登记的，由国务院外经贸主管部门吊销其技术进出口合同登记证，暂停直至撤销其对外贸易经营许可。

Article 50. Where a contract for technology import and export is registered by fraudulent or any other illegal means, the competent foreign trade department under the State Council shall cancel the certificate of registration of contract for technology import and export, and suspend and even revoke business license for foreign trade.

第五十一条 技术进出口管理工作人员违反本条例的规定，泄露国家秘密或者所知悉的商业秘密的，依照刑法关于泄露国家秘密罪或者侵犯商业秘密罪的规定，依法追究刑事责任；尚不够刑事处罚的，依法给予行政处分。

Article 51. Any employee of technology import and export administration acts in violation of the provisions of these Regulations, divulges any State secret or trade secret known to him shall be prosecuted for criminal liability according to the provisions for the crime of divulging State secret or infringing trade secret under the Criminal Law. Where the act is not so serious as to be prosecuted for criminal liability, he shall be imposed the administrative penalty according to law.

第五十二条 技术进出口管理工作人员滥用职权、玩忽职守或者利用职务上的便利收受、索取他人财物的，依照刑法关于滥用职权罪、玩忽职守罪、受贿罪或者其他罪的规定，依法追究刑事责任；尚不够刑事处罚的，依法给予行政处分。

Article 52. Any employee of technology import and export administration who abuses his official power, ignores his duty, or takes advantage of his official position to seek or seize financial and property gains from others shall be prosecuted for criminal liability according to the provisions for the crime of abusing official power, ignoring duty, taking bribe, or any other crime under the Criminal Law. Where the act is not so serious as to be prosecuted for criminal liability, he shall be imposed the administrative penalty according to law.

第五章 附 则

Chapter V Supplementary Provisions

第五十三条 对国务院外经贸主管部门作出的有关技术进出口的批准、许可、登记或者行政处罚决定不服的，可以依法申请行政复议，也可以依法向人民法院提起诉讼。

Article 53. Any one who is dissatisfied with a decision made by the competent foreign trade department under the State Council on a matter of approval, license, registration of, or administrative penalty in respect to, technology import and export may apply for administrative reconsideration, or institute legal proceedings in the People's Court according to law.

第五十四条 本条例公布前国务院制定的有关技术进出口管理的规定与本条例的规定不一致的，以本条例为准。

Article 54. Where the provisions of the regulations on technology import and export formulated by the State Council before the issuance of these Regulations and those of these Regulations are not consistent, these Regulations prevail.

第五十五条 本条例自２００２年１月１日起施行。１９８５年５月２４日国务院发布的《中华人民共和国技术引进合同管理条例》和１９８７年１２月３０日国务院批准、１９８８年１月２０日对外经济贸易部发布的《中华人民共和国技术引进合同管理条例施行细则》同时废止。

Article 55. These Regulations enter into force on 1 January 2002. The Regulations of the People's Republic of China on Administration of Technology Introduction Contracts issued by the State Council on 24 May 1985 and the Implementing Regulations of the Regulations of the People's Republic of China on Administration of Technology Introduction Contracts approved by the State Council on 30 December 1987 and issued by the Ministry of Foreign Trade and Economic Cooperation on 20 January 1988 are simultaneously abrogated.